Mucosal Drug Products-Product Quality Tests
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This article is compiled based on the United States Pharmacopeia (USP) – 2025 Edition
Issued and maintained by the United States Pharmacopeial Convention (USP)
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1 INTRODUCTION
The mucosal route of drug administration is subdivided into eight (USP 1-May-2024) membrane surfaces for the purposes of taxonomic distinction of dosage forms by route of administration. These membrane surfaces are characterized as nasal, ophthalmic, otic, oropharyngeal, pulmonary, rectal, urethral, and vaginal (USP 1-May-2024) A drug product may be (USP 1-May-2024) administered to any of these eight (USP 1 May-2024) mucosal surfaces to effect either local action or systemic absorption, Local action is to the area proximate to application. Where local action is intended, systemic absorption is not typically desired and is unnecessary for therapeutic effect. In some cases, however, the mucosal delivery of a drug for systemic absorption is used because it avoids first-pass metabolism, it provides more rapid systemic delivery, or it provides an altemative when oral delivery (to the gastrointestinal tract) is not possible due to a disease state Many (USP 1-May-3024) of the dosage forms listed in Pharmaceutical Dosage Forma (1151) can be delivered by way of the various membrane surfaces in the mucosal category: [Nori-All references to chapters above 1000 are for informational purposes only, for use as a helpful resource. These chapters are not mandatory unless explicitly called out for application.
Analytical procedures and acceptance criteria for testing drug products are divided into two categories: those that assess general product quality attributes and those that assess product performance. Drug product quality tests assess attributes such as identification, assay (strength), dose content uniformity, and impurities and are usually part of the compendial monograph. Product performance tests (see Mucosal Drug Products-Performance Tests (1004)) (USP 1-May-2024) include the dissolution test for a solid oral dosage form, Dissolution (211), and the drug release test, Drug Release (224). Taken together, quality and performance tests ensure the identity, strength, quality, and purity of a mucosal drug product.
1.1 SCOPE (USP 1-MAY-2024)
This chapter provides lists and references of (USP 1-May-2024) common product quality test requirements for mucosal drug products (USP 1 May-2024) in a concise and coherent fashion. This chapter applies, in part or in its entirety, when referenced in a drug product monograph (see General Notices 3.10 Applicability of Standards). The quality tests listed can be used, as appropriate, by manufacturers toward the development of new drug product monographs for submission to the USP
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2 PRODUCT QUALITY TESTS FOR MUCOSAL DRUG PRODUCTS
This chapter provides product quality tests that are universal (USP 1-May-2024), tests that apply to specific products, and tests that apply to one or more of the specific mucosal routes. Quality tests listed under a specific mucosal route in this chapter represent expectations for any dosage form administered by that specific route
2.1 Universal (USP 1-May-2024) Tests
Product quality attributes for mucosal dosage forms should reflect acceptable requirements for marketed products. The following universal (USP 1-May-2024) tests should be generally applied to all dosage forms intended for mucosal delivery (USP 1-May-2024) Definition, Identification, Assay, and Impurities (organic, inorganic, and residual solvents): Uniformity of Dosage Unita (905) is typically included in a USP product monograph.
2.1.1 DEFINITION
The definition section (see General Notices 4.10 Monographs) in a USP monograph describes the drug product and specifies the range of acceptable assayed content of the drug substance(s) present in the dosage form. For certain products, the definition includes any relevant additional information, such as the presence or absence of other components, excipients, or adjuvants, and cautionary statements on toxicity and stability. Appearance information is used in a regulatory submission to aid in product identification. Because the size, shape, color, and other attributes are attributes of individual marketed products, a qualitative description is typically not required as part of a USP monograph (see〈1151).
2.1.2 IDENTIFICATION
Identification is included in a monograph as an aid in verifying the identity of the article (see General Notices 5.40 Identification.)
2.1.3 ASSAY
The assay is used to determine the strength (content) of the drug product. Typically, the assay is specific and stability-indicating (see General Notices. 5,50 Assay) (USP 1-May-2024)
2.1.4 IMPURITIES
Process impurities (USP 1-May-2024) may be present in the drug substance
(USP 1-May-2024) Impurities in the drug product may also result from degradation of the drug substance or excipients, from interactions between the drug substance and an excipient, or from interactions between the drug substance and the packaging components, See General Notices. 5.60 Impurities and Foreion Substances (USP 1-May-2024) İzmutities in Drug Substances and Drug Products (1086). Elemental impurities-Limits (232), Nitrosamine Impurities (1469) (USP 1-May-2024) and in ICH Q3B, Impurities in New Drug Products (1)
2.1.5 UNIFORMITY OF DOSAGE UNITS
Chapter (905) is used to ensure the consistency of drug substance content in dosage units within a narrow range around the label claim..
(USP 1-May-2024)
2.2 Dosage Forms by Specific Mucosal Route and Product-Specific Tests
In addition to the generally necessary product quality tests already discussed, the dosage form may require specific quality tests that are common across routes of administration. Injections and Implanted Drug Products (11 provides testing requirements common to injectable and implantable products. Oral Drug Products-Product Quality Tests (2) provides testing requirements for tablets and lozenges. Topical and Transdermal Drug Products Product Quality Tests (3) provides testing requirements common to semisolids (creams, ointments, and gels). Inhalation and Nasal Drug Products General information and Product Quality Tests (5) presents testing requirements for sprays and aerosols Where a dosage form has no specific test given in this chapter, no additional test is required unless included in the individual monograph specification.
Microbiological examination of nonsterile drug products is performed according to the methods given in Tests for Burkholderia Cepacia Complex (60) (as appropriate for aqueous formulations), Microbial Enumeration fests (61), and Tests for Specified Microorganisms (62). unless the formulation itself is demonstrated to have antimicrobial properties. Recommended acceptance criteria for nonsterile pharmaceutical products based on total aerobic microbial count and total combined yeasts and molds count are given in Microbiological Acceptance Criteria for Nonsterile Pharmaceutical Preparations and Substances for Pharmaceutical Use (1111). If acceptance criteria for antimicrobial preservative content in multiple-unit products should be established see Antimicrobial Effectiveness Testing (51) and Antimicrobial Agents Content (341)
2.2.1 NASAL ROUTE AND PULMONARY MUCOSAL ROUTE
The nasal route is administration to the nose, or by way of the nose, for local or systemic effects. See Table 1 for specific tests required for nasal gel and nasal ointment. For other nasal dosage forms and pulmonary route administration dosage forms, see (5)
2.2.2 OPHTHALMIC ROUTE
See Ophthalmic Products-Quality Tests (771),
2.2.3 OROPHARYNGEAL ROUTE
The oropharyngeal route is into the oral cavity and/or pharyngeal region. The oropharyngeal route is subclassified by the specific intra-oral surfaces, such as buccal or sublingual. Buccal and sublingual administrations are typically intended to promote systemic absorption by permeation through the respective mucosa. However, in this context, oral administration may mean topical application for local action. Product quality tests for products administered to oropharyngeal surfaces often conform to those for oral administration to the gastrointestinal tract (see (2)) (USP 1-May-2024)
2.2.4 OTIC ROUTE
The otic route is characterized by administration of a preparation into, or by way of, the ear. Otic products may be nonaqueous, with no measurable pH, or aqueous. The normal pH of the ear is slightly acidic with a pH of about 5-6, but otic products may have pH values of about 2.9-7.8 (USP 1-May-2024) Demonstration of sterility (see Steriäty Tests (71)) is not always required for products delivered to the ear. Typically, sterility is required where the product is administered to the inner ear or where the eardrum is damaged. Where sterility is not required, the quantitative enumeration of mesophilic bacteria and fungi that grow under anaerobic conditions, (61), and (USP 1-May-2024) the determination of the absence or limited occurrence of specified organisms, (62), is (USP 1-May-2024) required.
If an antimicrobial preservative is used, (51) and (341) may be required.
Dosage forms given by the otic route include liquids, solutions, and suspensions.
2.2.5 RECTAL ROUTE
The rectal route is into the rectum. Rectally administered products may produce local effect(s) or delivery to the systemic circulation. Softening time of lipophilic suppositories: The test is intended to determine, under defined conditions, the time that elapses until a suppository maintained in water at 37 ±0.5" softens to the extent that it no longer offers resistance when a defined weight is applied (USP 1-May-2024)
2.2.6 URETHRAL ROUTE
The urethral route is into the urethra, typically for local action, but systemic distribution is also possible. The pH of the urethra is controlled by the pH of the urine. The pH of urine is normally in the range of 5.5-7 with an average of 6.2 (USP1 May 2024) Chapters (61) and (62) may apply. The most common bacterial cause of urinary tract infections is Escherichia coli and so urethral and intravesical products should be free of E. coli contamination (USP 1-May-2024) Drug products in this category include urethral inserts.
2.2.7 VAGINAL ROUTE
The vaginal route is into the vagina, typically for local action, but systemic distribution is also possible. The pH of the healthy vagina is in the range of 3.8-4.5 (USP1-May-2024) Chapters (61) and (62), may apply.
Table 1 summarizes the drug product dosage forms and product quality tests for mucosal route administration.
Table 1. Drug Products Administered by the Mucosal Route with Product-Specific Tests
| Dosage Form | Administration Route | Product-Specific Tests |
| Creams | Vaginal | Minimum Fill (755) |
| Films | Oropharyngeal | Currently no specific tests (additional specific monograph requirements may apply) |
| Foams | Rectal; vaginal | Pharmaceutical Foama-Product Quality Tests (607) |
| Gels | Nasal oropharyngealt vaginal | (755) |
| Gums | Oropharyngeal | Currently no specific tests (additional specific monograph requirements may apply) |
| Inserts | Urethral vaginal | Currently no specific tests (additional specific monograph requirements may apply) |
| Lozenges | Oropharyngeal | Currently no specific tests (additional specific monograph requirements may apply) |
| Ointments | Nasal oropharyngeat rectal | (755) |
| Solutions | Oropharyngeal; otic; rectal | Currently no specific tests (additional specific monograph requirements may apply) |
| Sprays | Oropharyngeal | (5) |
| Suppositories | Rectal | Softening time of lipophilic suppositories (additional specific monograph requirements may apply) |
| Suspensions | Otic; rectal | Currently no specific tests (additional specific monograph requirements may apply) |
| Tablets | Oropharyngeal | (2) |
aCurrently there is no test procedure available in USP-NF.
NOTE-For dosage forms other than gel and ointment in nasal route and pulmonary mucosal route products, see (5); for ophthalmic products, see (221) (USP 1-Mar-2024).

